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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-04
WY RA APPROVED 2017-08-03
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • WY RA
    APPROVED
    Since 2017-08-03

Branch Locations

410 Lyon Street, Laramie, WY 82072 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2012 Present
Previous Registrations
Other Businesses

Snowypine LLC Type of business: LLC to hold real estate Laramie, WY Start date: 8/1/2021 Manager Hours per week: 0 Hours during trading: 0 Desc: This LLC owns the building.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-24
S63 Uniform Securities Agent State Law Examination 2004-08-05
  • S66 Uniform Combined State Law Examination
    2007-01-24
  • S63 Uniform Securities Agent State Law Examination
    2004-08-05
Designations

View on SEC IAPD

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