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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-18 |
| CA | RA | APPROVED | 2004-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Menlo Park | CA | 11/2004 | Present |
| Bank Of America, N.A. | Menlo Park | CA | 09/2009 | Present |
I*725239 Entity Type: N/A Name of OBA: SPARC Address: Los Altos, California, 94023 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/28/2022 Number of Hours: 3, Monthly Number of Hours during trading: 0, Monthly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-28 |
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