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Current Employers
Good Life Advisors, Llc

1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-28
SC RA APPROVED 2014-08-13
  • TX RA
    APPROVED
    Since 2017-01-28
  • SC RA
    APPROVED
    Since 2014-08-13

Branch Locations

1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States

2000 Center Point Road Suite 2220, Columbia, SC 29210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pepsi Bottling Group Columbia SC 05/2001 Present
Various Insurance Carriers For W&R Insurance Agencies Columbia SC 04/2004 Present
Palmetto Half Marathon (Ntbc) Columbia SC 04/2010 Present
Lpl Financial, Llc Columbia SC 07/2014 Present
Good Life Advisors, Llc Columbia SC 08/2014 Present
  • 05/2001 → Present
    Pepsi Bottling Group
    Columbia, SC
  • 04/2004 → Present
    Various Insurance Carriers For W&R Insurance Agencies
    Columbia, SC
  • 04/2010 → Present
    Palmetto Half Marathon (Ntbc)
    Columbia, SC
  • 07/2014 → Present
    Lpl Financial, Llc
    Columbia, SC
  • 08/2014 → Present
    Columbia, SC
Previous Registrations
  • 2004-03-23 → 2014-08-08
    Waddell & Reed
    Columbia, SC
    Columbia, SC
Other Businesses

1. 08/01/2014 - CORNERSTONE FINANCIAL MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ TIME SPENT 100%/ COLUMBIA, SC. INV REL. 2. 9/15/2014: REGISTERED INVESTMENT ADVISOR DBA - CORNERSTONE FINANCIAL MANAGEMENT - HYBRID - TIME SPENT 100% - COLUMBIA, SC. -INV REL. PROVIDE INVESTMENT ADVISORY SERVICES AND FINANCIAL PLANNING FOR A FEE. 3. 9/15/2014: REGISTERED INVESTMENT ADVISOR - GOOD LIFE ADVISORS, LLC - WYOMISSING, PA.INV REL. CHARGE WRAP FEES AND PROVIDE FINANCIAL PLANNING FOR A FEE. 4. 11/29/2016: The Cason Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/01/2016 - 10 Hours Per Month During Securities Trading. 5. 3/2/2017 - Good Life IA - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/22/2017 - 5 Hours Per Month During Securities Trading. 6. 02/12/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 02/19/2018 - 1 Hours Per Month/0 During Securities Trading. 7. 3/29/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/19/2018 - 2 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-05
S63 Uniform Securities Agent State Law Examination 2003-12-05
  • S65 Uniform Investment Adviser Law Examination
    2004-03-05
  • S63 Uniform Securities Agent State Law Examination
    2003-12-05
Other Names
  • Ken Ray Calcutt
  • Ken Calcutt

View on SEC IAPD

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