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Cristina Luminita Dogaru

Ameriprise Financial Services, LLC

Glenview, IL

CRD 4730489

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2016-06-16
IL RA APPROVED 2013-12-10
  • WI RA
    APPROVED
    Since 2016-06-16
  • IL RA
    APPROVED
    Since 2013-12-10

Branch Locations

Glenview, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Schaumburg IL 11/2013 03/2020
Ameriprise Financial Services, Llc Schaumburg IL 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; LAC Care Services; Owner; Manage Ameriprise Business; 249 Glendale Rd., , Glenview, IL, 60025; Investment-Related; 11/11/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Best In-Home Service, Inc.; caregiver; caregiving; 425 Huehl Rd. 13B, , Northbrook, IL, 60062; Not Investment-Related; 04/20/2024; 20 to 39 hours per month; 0 during trading hours / LAC Care Services; President; Manage advisory business; 3007 N. Major Ave, , Chicago, IL, 60634; Investment-Related; 10/07/2025; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-23
  • S66 Uniform Combined State Law Examination
    2003-12-23
Other Names
  • Cristina Luminita Geanta

View on SEC IAPD

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