Best Investors
Account
Sign in
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2016-06-16 |
| IL | RA | APPROVED | 2013-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Schaumburg | IL | 11/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Schaumburg | IL | 03/2020 | Present |
Business Ownership; LAC Care Services; Owner; Manage Ameriprise Business; 249 Glendale Rd., , Glenview, IL, 60025; Investment-Related; 11/11/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Best In-Home Service, Inc.; caregiver; caregiving; 425 Huehl Rd. 13B, , Northbrook, IL, 60062; Not Investment-Related; 04/20/2024; 20 to 39 hours per month; 0 during trading hours / LAC Care Services; President; Manage advisory business; 3007 N. Major Ave, , Chicago, IL, 60634; Investment-Related; 10/07/2025; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-23 |
Reach out to this advisor