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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-10-19
TX RA APPROVED_RES 2023-10-19
  • OR RA
    APPROVED
    Since 2023-10-19
  • TX RA
    APPROVED_RES
    Since 2023-10-19

Branch Locations

111 W. 7Th Avenue, Eugene, OR 97401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Springfield OR 09/2009 09/2022
Cetera Investment Services Llc St Cloud MN 09/2022 10/2023
Cetera Investment Advisers Llc Eugene OR 09/2022 10/2023
Columbia Bank Eugene OR 09/2022 03/2023
Umpqua Bank Eugene OR 03/2023 Present
Raymond James Financial Services, Inc. Eugene OR 10/2023 Present
Raymond James Financial Services Advisors, Inc. Eugene OR 10/2023 Present
Columbia Bank Eugene OR 03/2023 Present
  • 09/2009 → 09/2022
    Key Investment Services
    Springfield, OR
  • 09/2022 → 10/2023
    Cetera Investment Services Llc
    St Cloud, MN
  • 09/2022 → 10/2023
    Eugene, OR
  • 09/2022 → 03/2023
    Columbia Bank
    Eugene, OR
  • 03/2023 → Present
    Umpqua Bank
    Eugene, OR
  • 10/2023 → Present
    Raymond James Financial Services, Inc.
    Eugene, OR
  • 10/2023 → Present
    Eugene, OR
  • 03/2023 → Present
    Columbia Bank
    Eugene, OR
Previous Registrations
Other Businesses

(1)Name of Business: Columbia Wealth Advisors Address: 111 W 7th Ave, Eugene, OR, 97401-2622, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Columbia Wealth Advisors is the name of our Investment firm working with Raymond James. (2)Name of Business: Grace Community Fellowship Address: 989 Country Club Rd, Eugene, OR, 97401, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 09/01/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Planning and oversight of church activities. I do not make the decisions on what investments nor am I the main advisor for this account. The account is under Jennifer Morehouse's rep code.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-04
S63 Uniform Securities Agent State Law Examination 2004-01-15
  • S66 Uniform Combined State Law Examination
    2010-01-04
  • S63 Uniform Securities Agent State Law Examination
    2004-01-15
Other Names
  • Bob Reineke

View on SEC IAPD

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