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Current Employers
345 Investment Advisory, Llc

4835 East Cactus Road Suite 255, Scottsdale, AZ 85254 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-06-11
TX RA APPROVED 2026-06-09
  • AZ RA
    APPROVED
    Since 2026-06-11
  • TX RA
    APPROVED
    Since 2026-06-09

Branch Locations

4835 East Cactus Road Suite 255, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 11/1999 06/2020
345 Investment Advisory, Llc Scottsdale AZ 06/2026 Present
Equitable Advisors, Llc New York NY 07/2003 06/2026
Centaurus Financial, Inc. Anaheim CA 06/2026 Present
Equitable Advisors, Llc New York NY 11/1999 06/2026
Previous Registrations
  • 2000-11-15 → 2026-06-10
    Scottsdale, AZ
    Tucson, AZ
    Alburquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Corrales, NM
    Farmington, NM
    Roswell, NM
    Scottsdale, AZ
Other Businesses

(1) OUTSIDE FIXED INSURANCE; Less than 2 hours/month. (2) THE THUNDERBIRDS, BOARD MEMBER SINCE 05/2013; NOT INVESTMENT RELATED; approximately 2 hours/month with 0 hours during securities trading. (3) TRUSTEE OF PERSONAL REVOCABLE TRUST; 0 hours/month. (4) 345 WEALTH MANAGEMENT, LLC; INVESTMENT RELATED, 4835 E. Cactus Road, Suite 255, Scottsdale AZ 85254; OWNER/PARTNER, 160 hours a month with all hours during securities trading hours. (5) FRESH 2.0 LLC; Not Investment-related; Phoenix, AZ; Personal development program; Owner; 40 hours/month. (6) The Asher Group, LLC; Investment-related; 1800 Pembrook Drive, Suite 240, Orlando, FL 32810; Life Settlements Broker; Fixed insurance only; Since 4/2016; 0 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-29
  • S66 Uniform Combined State Law Examination
    2000-03-29
Other Names
  • Dillan Marcer

View on SEC IAPD

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