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4835 East Cactus Road Suite 255, Scottsdale, AZ 85254 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-11 |
| TX | RA | APPROVED | 2026-06-09 |
Branch Locations
4835 East Cactus Road Suite 255, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 11/1999 | 06/2020 |
| 345 Investment Advisory, Llc | Scottsdale | AZ | 06/2026 | Present |
| Equitable Advisors, Llc | New York | NY | 07/2003 | 06/2026 |
| Centaurus Financial, Inc. | Anaheim | CA | 06/2026 | Present |
| Equitable Advisors, Llc | New York | NY | 11/1999 | 06/2026 |
(1) OUTSIDE FIXED INSURANCE; Less than 2 hours/month. (2) THE THUNDERBIRDS, BOARD MEMBER SINCE 05/2013; NOT INVESTMENT RELATED; approximately 2 hours/month with 0 hours during securities trading. (3) TRUSTEE OF PERSONAL REVOCABLE TRUST; 0 hours/month. (4) 345 WEALTH MANAGEMENT, LLC; INVESTMENT RELATED, 4835 E. Cactus Road, Suite 255, Scottsdale AZ 85254; OWNER/PARTNER, 160 hours a month with all hours during securities trading hours. (5) FRESH 2.0 LLC; Not Investment-related; Phoenix, AZ; Personal development program; Owner; 40 hours/month. (6) The Asher Group, LLC; Investment-related; 1800 Pembrook Drive, Suite 240, Orlando, FL 32810; Life Settlements Broker; Fixed insurance only; Since 4/2016; 0 hours/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-29 |
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