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Victor Roger Rios

Ernst & Young Investment Advisers LLP

Orlando, FL

CRD 4730023

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Employer firm

Ernst & Young Investment Advisers LLP CRD 110921

30 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-08-27
  • FL RA
    APPROVED
    Since 2014-08-27

Branch Locations

390 North Orange Avenue Suite 1700, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ernst And Young Llp Orlando FL 07/2014 Present
  • 07/2014 → Present
    Ernst And Young Llp
    Orlando, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-09
  • S65 Uniform Investment Adviser Law Examination
    2002-09-09
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB & CO., INC.
TIMOTHY PARTNERS, LTD.

Nearby Investors

Christopher L Turner
CHRISTOPHER CARL BLOHM
James Hasting Benoit

Nearby Offices

SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL

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