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Kimberley Gayle Carter

Stephens

Rogers, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-28
AR RA APPROVED 2013-04-04
  • TX RA
    APPROVED_RES
    Since 2014-04-28
  • AR RA
    APPROVED
    Since 2013-04-04

Branch Locations

3100 Market Street, Rogers, AR 72758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc Rogers AR 04/2013 05/2022
Stephens Inc. Rogers AR 05/2022 Present
  • 04/2013 → 05/2022
    Stephens Inc
    Rogers, AR
  • 05/2022 → Present
    Stephens Inc.
    Rogers, AR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-26
  • S66 Uniform Combined State Law Examination
    2007-03-26
Other Names
  • Kim Whittle
  • Kim Brown
  • Kim Carter
  • Kimberley Gayle Whittle

View on SEC IAPD

Other Firms

SOWELL MANAGEMENT
BANKERS LIFE ADVISORY SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
GUARDIAN FINANCIAL, INC.
THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC
LPL FINANCIAL LLC
PRIVATE ADVISOR GROUP, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

KIMBERLY DAWN SMITH
Sabrina Phillips Freeman
Garret Benson
BART PATRICK ALLARD
TONYA GAY FULCHER
TONY JEROME HANSMANN
MARK WESLEY CHAMBERS
Trey Alan Taylor

Other Offices

SOWELL MANAGEMENT · Rogers, AR
BANKERS LIFE ADVISORY SERVICES, INC. · Bentonville, AR
CETERA INVESTMENT ADVISERS LLC · ROGERS, AR
GUARDIAN FINANCIAL, INC. · BENTONVILLE, AR
THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC · BENTONVILLE, AR
LPL FINANCIAL LLC · ROGERS, AR
PRIVATE ADVISOR GROUP, LLC · ROGERS, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · ROGERS, AR

More in Rogers, AR

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