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Dominic Ruzzine

LPl Financial LLC

Nunda, NY

Orchard Park, NY

Blasdell, NY

East Aurora, NY

Hamburg, NY

Clarence Center, NY

CRD 4729819

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-30
NY RA APPROVED 2021-06-09
  • TX RA
    APPROVED_RES
    Since 2023-10-30
  • NY RA
    APPROVED
    Since 2021-06-09

Branch Locations

6 State St., Nunda, NY 14517 • United States

4084 North Buffalo St., Orchard Park, NY 14127-2445 • United States

23 Lake Ave., Blasdell, NY 14219-1799 • United States

135 Hamburg St., East Aurora, NY 14052 • United States

5771 Camp Rd., Hamburg, NY 14075 • United States

Clarence Center, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Inc. Buffalo NY 08/2008 Present
Lpl Financial Llc East Aurora NY 06/2021 Present
Lpl Financial Llc East Aurora NY 06/2021 Present
Previous Registrations
  • 2017-02-09 → 2021-06-09
    M&T Securities, Inc.
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Rochester, NY
    Buffalo, NY
    Buffalo, NY
    Blasdell, NY
    Lackawanna, NY
    Buffalo, NY
    East Aurora, NY
    Buffalo, NY
    Cheektowaga, NY
    Williamsport, PA
    Orchard Park, NY
    Buffalo, NY
    Buffalo, NY
    Cheektowaga, NY
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-08
  • S66 Uniform Combined State Law Examination
    2017-02-08

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
BLACKRIDGE ASSET MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

GARY LYLE EVERTS
JAMES WILLIAM SCOTT
AUTUMN LYNZI SMITH

Nearby Offices

OSAIC WEALTH, INC. · NUNDA, NY
LPL FINANCIAL LLC · NUNDA, NY
BLACKRIDGE ASSET MANAGEMENT, LLC · Nunda, NY

More in Nunda, NY

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