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Dominic Ruzzine

LPl Financial LLC

Nunda, NY

Orchard Park, NY

Blasdell, NY

East Aurora, NY

Hamburg, NY

Clarence Center, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-30
NY RA APPROVED 2021-06-09
  • TX RA
    APPROVED_RES
    Since 2023-10-30
  • NY RA
    APPROVED
    Since 2021-06-09

Branch Locations

6 State St., Nunda, NY 14517 • United States

4084 North Buffalo St., Orchard Park, NY 14127-2445 • United States

23 Lake Ave., Blasdell, NY 14219-1799 • United States

135 Hamburg St., East Aurora, NY 14052 • United States

5771 Camp Rd., Hamburg, NY 14075 • United States

Clarence Center, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Inc. Buffalo NY 08/2008 Present
Lpl Financial Llc East Aurora NY 06/2021 Present
Lpl Financial Llc East Aurora NY 06/2021 Present
Previous Registrations
  • 2017-02-09 → 2021-06-09
    M&T Securities, Inc.
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Rochester, NY
    Buffalo, NY
    Buffalo, NY
    Blasdell, NY
    Lackawanna, NY
    Buffalo, NY
    East Aurora, NY
    Buffalo, NY
    Cheektowaga, NY
    Williamsport, PA
    Orchard Park, NY
    Buffalo, NY
    Buffalo, NY
    Cheektowaga, NY
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-08
  • S66 Uniform Combined State Law Examination
    2017-02-08

View on SEC IAPD

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Other Investors

GARY LYLE EVERTS
JAMES WILLIAM SCOTT
AUTUMN LYNZI SMITH
MARK ERNEST ADAM
CHRISTINA M. HAND
DAVID ARRON YOUNIS
Aimee Cristine Berkemeier
HEATH Nicholas HENDRICKSON

Other Offices

OSAIC WEALTH, INC. · NUNDA, NY
LPL FINANCIAL LLC · NUNDA, NY
BLACKRIDGE ASSET MANAGEMENT, LLC · Nunda, NY
OSAIC WEALTH, INC. · PERRY, NY
CETERA INVESTMENT ADVISERS LLC · MOUNT MORRIS, NY
MML INVESTORS SERVICES, LLC · Mount Morris, NY
ALLWORTH FINANCIAL, L.P. · DANSVILLE, NY
LPL FINANCIAL LLC · DANSVILLE, NY

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