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Aaron Daniel Westrate

Westrate Capital Management, Inc.

Signal Mountain, TN

CRD 4729681

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Employer firm

Westrate Capital Management, Inc. CRD 135291

$23.9M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Westrate Capital Management, Inc.

Signal Mountain, TN • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-11-14
TX RA APPROVED_RES 2019-10-29
IL RA APPROVED 2005-07-27
  • TN RA
    APPROVED
    Since 2019-11-14
  • TX RA
    APPROVED_RES
    Since 2019-10-29
  • IL RA
    APPROVED
    Since 2005-07-27

Branch Locations

Signal Mountain, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westrate Capital Management, Inc. Signal Mountain TN 08/2008 Present
Previous Registrations
  • 2004-02-02 → 2005-07-27
    Frank Advisory Services, Inc.
    St. Charles, IL
  • 2004-01-21 → 2005-07-25
    Lpl Financial Llc
    St. Charles, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-20
  • S66 Uniform Combined State Law Examination
    2004-01-20
Other Names
  • Aaron Daniel Westrate
  • Aaron Daniel Westrate

View on SEC IAPD

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