Mathew Eric Watt

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 01/2020
  Heymont & Company, Inc
  Los Angeles, CA
• 01/2006 → 01/2020
  Lpl Financial Llc
  Los Angeles, CA
• 01/2020 → 07/2021
  Waddell & Reed, Inc.
  Los Angeles, CA
• 01/2020 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Los Angeles, CA
• 01/2006 → Present
  Lpl
  Los Angeles, CA
• 07/2021 → Present
  Lpl Financial Llc
  Los Angeles, CA

Previous Registrations

• 2020-01-24 → 2021-07-21
  Waddell & Reed
  Las Vegas, NV
  Los Angeles, CA
• 2007-02-12 → 2020-09-01
  The Heymont Group Wealth Management And Retirement Solutions
  Los Angeles, CA
• 2006-01-31 → 2020-02-10
  Lpl Financial Llc
  Los Angeles, CA
• 2005-06-20 → 2006-01-11
  Thrivent Investment Management Inc.
  Long Beach, CA

Other Businesses

1. 3/1/2023 - CPS New Generation - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 02/01/2023 - 1 Hours Per Month/0 Hours During Securities Trading 2. 09/11/2024 - Mathew Watt Financial Planning Services - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 12/28/2022 - 300 Hours Per Month/ 160 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2005-06-17

Other Names

• Matt Eric Watt
• Matt Watt