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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-08-15 |
Branch Locations
912 164Th Street Se, Mill Creek, WA 98012 • United States
902 Second Street, Snohomish, WA 98290 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unionbanc Investment Service, Llc | Everett | WA | 06/2016 | 07/2022 |
| J.P. Morgan Securities Llc | Mill Creek | WA | 07/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Mill Creek | WA | 07/2022 | Present |
| Mufg Unionbank | Everett | WA | 06/2016 | 07/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-10 |
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