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Jason Jordan Bennett

LPl Financial LLC

Lake Elmo, MN

CRD 4729504

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-02-14
TX RA APPROVED_RES 2018-02-14
  • MN RA
    APPROVED
    Since 2018-02-14
  • TX RA
    APPROVED_RES
    Since 2018-02-14

Branch Locations

Lake Elmo, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Lake Elmo MN 11/2009 02/2018
Lpl Financial Llc Lake Elmo MN 02/2018 Present
  • 11/2009 → 02/2018
    Sii Investments, Inc.
    Lake Elmo, MN
  • 02/2018 → Present
    Lpl Financial Llc
    Lake Elmo, MN
Previous Registrations
  • 2012-05-11 → 2018-02-14
    Sii Investments, Inc.
    Eagan, MN
    Lake Elmo, MN
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-10
  • S66 Uniform Combined State Law Examination
    2012-05-10

View on SEC IAPD

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