William J Fields

Wells Fargo Clearing Services, LLC

Sun City Center, FL

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2006-11-27

FL RA
APPROVED

Since 2006-11-27

Branch Locations

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

13140 Us Hwy 301 S, Riverview, FL 33578 • United States

808 N Pebble Beach Blvd, Sun City Center, FL 33573 • United States

202 S Wheeler St, Plant City, FL 33563 • United States

5606 Fishhawk Crossing Blvd, Lithia, FL 33547 • United States

204 S Kings Ave, Brandon, FL 33511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Tampa	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Tampa	FL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Tampa, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Tampa, FL

Previous Registrations

2004-10-19 → 2006-06-05

Morgan Stanley Dw Inc.

Tampa, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-22

S66 Uniform Combined State Law Examination

2004-09-22

Other Names

William Jeffrey Fields
William J Fields Jr
William J Fields Jr.
William J Fields

View on SEC IAPD

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