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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2013-09-13
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2013-09-13
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

925 Westchester Ave, West Harrison, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc West Harrison NY 07/2009 Present
Visualize, Reflect, Believe, Succeed Purchase NY 05/2015 07/2024
Swanston Labs, Llc Stamford CT 02/2023 Present
Jpmorgan Chase Bank, N.A. West Harrison NY 10/2012 Present
  • 07/2009 → Present
    West Harrison, NY
  • 05/2015 → 07/2024
    Visualize, Reflect, Believe, Succeed
    Purchase, NY
  • 02/2023 → Present
    Swanston Labs, Llc
    Stamford, CT
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A.
    West Harrison, NY
Previous Registrations
  • 2009-08-06 → 2012-10-01
    Chase Investment Services Corp.
    Chappagua, NY
    Mount Kisco, NY
    Ossining, NY
    Chappagua, NY
    Mount Kisco, NY
    Bedford, NY
  • 2009-06-01 → 2009-07-01
    Paramus, NJ
  • 2008-05-16 → 2009-06-01
    Morgan Stanley & Co. Llc
    Paramus, NJ
  • 2005-01-25 → 2008-06-09
    Paramus, NJ
    Paramus, NJ
    Paramus, NJ
Other Businesses

Entity Name: Vm Sports LLC Investment related: No Address: Emerson, NJ Nature of the other business: Sports Position/Title/Relationship: Owner/Partner Start Date: 01/30/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: just investing. Entity Name:SWANSTON LABS, LLC Investment related: No Address: 750 E. Main Street, Suite 620 Stamford, CT 06902 Nature of the other business: Technology Position/ Title/ Relationship: Owner / Partner Start Date: Feb 28, 2023 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Technology company. ACTIVITY TYPE: 4 - OUTSIDE BUSINESS ACTIVITY WITH A NOT-FOR-PROFIT ORGANIZATION NAME OF ENTITY: BOYS & GIRLS CLUB OF NORTHERN WESTCHESTER POSITION: DIRECTOR / BOARD MEMBER START DATE: 4/1/2019 ADDRESS: 351 Mt. Kisco NY DETAILS: BOYS & GIRLS CLUBS OF AMERICA (BGCA) IS A NATIONAL ORGANIZATION OF LOCAL CHAPTERS WHICH PROVIDE AFTER-SCHOOL PROGRAMS FOR YOUNG PEOPLE. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 6 BOARD MEETINGS A YEAR HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-26
  • S66 Uniform Combined State Law Examination
    2003-11-26
Designations
Other Names
  • Hiral Shah

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