Min Grace Hu

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2003 → Present
  World Financial Group
  Houston, TX
• 05/2008 → Present
  Benefit Mall
  Houston, TX
• 10/2009 → Present
  Anthem Blue Cross
  Oxnard, CA
• 01/2012 → Present
  Transamerica Financial Advisors, Inc
  Houston, TX
• 09/2019 → Present
  R.C And M.G. Hu Family Trust
  Alhambra, CA

Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Co name: ANTHEM BLUE CROSS/ emp dates: 1009 TO PRESENT/ INVESTMENT RELATED: NO /address: P.O. BOX 9074 OXNARD, CA 93031-9074/ position: HEALTH INSURANCE AGENT / nature of business: HEALTH INSURANCE AGENT/hrs work monthly: LESS THAN 85%/Sec trading hrs:0/ duties: HEALTH INSURANCE AGENT OBA Amendment Update: ANTHEM BLUE CROSS Co name: BENEFIT MALL/ emp dates: 0508 TO PRESENT/ INVESTMENT RELATED: NO /address: HOUSTON, TX/ position: AGENT / nature of business: HEALTH INSURANCE /hrs work monthly: 5%/Sec trading hrs:5%/ duties: HEALTH INSURANCE OBA Amendment Update: BENEFIT MALL Co name: R.C AND M.G. HU FAMILY TRUST / emp dates: 0919 TO PRESENT/ INVESTMENT RELATED: YES /address: 900 NORTH MONTEREY RED ALHAMBRA, CA 91801/ position: CO-OWNER / nature of business: CONDO RENTAL /hrs work monthly: 1/Sec trading hrs: 0/ duties: COLLECT RENT AND PAY EXPENSES OBA Amendment Update: R.C AND M.G. HU FAMILY TRUST

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-13
• S63 Uniform Securities Agent State Law Examination
  2004-03-01