Scott David Breslow

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2002 → 03/2025
  The Investment Center
  Highlands, NJ
• 06/2006 → 03/2025
  Ic Advisory Services, Inc.
  Highlands, NJ
• 03/2025 → Present
  Lpl Financial Llc
  Highlands, NJ

Previous Registrations

• 2006-06-02 → 2025-03-06
  Ic Advisory Services, Inc.
  Bedminster, NJ
  Red Bank, NJ
• 2002-05-23 → 2006-06-02
  The Investment Center, Inc.
  Highlands, NJ
  Bedminster, NJ
• 2002-05-02 → 2002-05-23
  Citigroup Global Markets Inc.
  Red Bank, NJ

Other Businesses

1. 03/06/2025- Highlander 46, LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 05/01/2019- 2 Hours Per Month 2. 03/06/2025- Highlander 18, LLC- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 12/12/2022- 2 Hours Per Month 3. 03/06/2025- Highlander 46, LLC ETAL- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 05/01/2019- 2 Hours Per Month 4. 03/06/2025- Highlander 323, LLC-Real Estate Rental- INV Related- At Reported Business Location(s)- Start date Real 07/01/2020-Estate Rental- 2 Hours Per Month 5. 03/06/2025- Highlander 355, LLC- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 05/18/2018- Real Estate Rental- 2 Hours Per Month 6. 03/06/2025- Breslow Asset Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/14/2002- 120 Hours Per Month- 120 Hours During Trading 7. 03/06/2025- Harborside at Hudsons Ferry- Non-Profit Board Member- INV Related- At Reported Business Location(s)- Start date 12/09/2022- 10 Hours Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-06
• S63 Uniform Securities Agent State Law Examination
  2000-02-23