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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2004-03-31
  • WI RA
    APPROVED
    Since 2004-03-31

Branch Locations

330 E Kilbourn Ave Ste 950, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2003 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 11/2003 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 Present
  • 11/2003 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2003 → Present
    Milwaukee, WI
  • 05/2007 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2006-06-12 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. JTSPAETH INC, 731 N JACKSON ST, MILWAUKEE, WI 53202, 100% OWNER, LEGAL ENTITY ESTABLISHED FOR FACILITATING OPERATIONS, INVESTMENT RELATED, START 12/2013. 3. OWNER, AMPEDUP INSURANCE SERVICES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 02/20/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. EQUITY OWNER, EGERTHE LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 2/13/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-07
S63 Uniform Securities Agent State Law Examination 2003-11-18
  • S65 Uniform Investment Adviser Law Examination
    2005-11-07
  • S63 Uniform Securities Agent State Law Examination
    2003-11-18
Other Names
  • Jerod T Spaeth

View on SEC IAPD

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