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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Co | Greenfield | IN | 09/2003 | 09/2021 |
| Richards Insurance Agency, Inc | Greensburg | IN | 01/2009 | 03/2022 |
| Prudential Insurance Company Of America | Indianapolis | IN | 03/2022 | 11/2024 |
| Pruco Securities, Llc. | Indianapolis | IN | 03/2022 | 11/2024 |
| Lpl Enterprise, Llc | Greensburg | IN | 11/2024 | 01/2025 |
| Pnc Investment | Batesville | IN | 01/2025 | Present |
1) 02/2023 / Licensed Official Umpire Referee / Scott Richards / Non-investment related / Zero hours during trading hours // 2) 03/05/2024 / Board Member / Decatur County Parks and Recreation / Non-investment related / Zero hours during trading hours // 3) 04/09/2010 / Principal / Richards Real Estate LLC / Non-investment related / Zero hours during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-17 |
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