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Stephanie Lee Lemma

Charles Schwab & Co., Inc.

Chicago, IL

Cincinnati, OH

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-01-24
  • OH RA
    APPROVED
    Since 2011-01-24

Branch Locations

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Cincinnati OH 12/2010 Present
Previous Registrations
  • 2007-04-23 → 2011-01-24
    Orion Portfolio Solutions, Llc
    Hebron, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-29
  • S66 Uniform Combined State Law Examination
    2005-06-29
Other Names
  • Stephanie Lee Smith

View on SEC IAPD

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BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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