John Robert Thane

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Southlake, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Southlake, TX

Previous Registrations

• 2010-02-12 → 2015-11-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Southlake, TX
• 2009-06-01 → 2010-03-10
  Morgan Stanley
  Southlake, TX
• 2005-07-11 → 2009-06-01
  Citigroup Global Markets Inc.
  Southlake, TX
  Southlake, TX
• 2004-02-26 → 2005-07-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX

Other Businesses

Real Estate Ownership; Single Family; 827 S McKinley Ave., , Calera, OK, 74730; Investment-Related; 09/01/2020. Board of Directors; Metroport Meals on Wheels; Past-president, Board of Trustees; 428 US-377, , Roanoke, TX, 76262; Investment-Related; 01/01/2025; 10 to 19 hours per month; 1 to 9 during trading hours / Southlake Parks and Recreation; Board Member; Parks and Recreation Board, 285 Shady Oaks Dr, Southlake, TX, 76092; Not Investment-Related; 06/09/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Thane Enterprises, LLC; None. Intended to hold income property but not yet used; 2600 S Quail Run Ct, Southlake, TX 76092, ,; ; 01/01/2022; 0 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2004-02-25

Other Names

• John Thane