Marilyn Suey

Current Employers

Employment History

• 11/2003 → 10/2016
  Managed Economics
  Dublin, CA
• 05/2013 → Present
  Lpl Financial Llc
  San Ramon, CA
• 03/2013 → 09/2016
  Yerba Buena Wealth Advisors, Llc
  Dublin, CA
• 09/2015 → 10/2016
  Yerba Buena Financial Partners Llc
  San Ramon, CA
• 06/2016 → 10/2016
  Yerba Buena Advisory Group, Llc
  San Rafael, CA
• 11/2016 → Present
  Mariner Independent Advisor Network, Llc
  San Ramon, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2016-11-04 → 2026-06-26
  Mariner Advisor Network
  San Ramon, CA
• 2015-10-21 → 2017-08-30
  Yerba Buena Wealth Advisors, Llc
  San Ramon, CA
  San Rafael, CA
• 2013-09-26 → 2016-10-07
  Yerba Buena Wealth Advisors Llc
  Dublin, CA
  San Rafael, CA
• 2012-10-25 → 2013-05-31
  First Allied Advisory Services, Inc.
  Dublin, CA
• 2005-02-17 → 2012-10-24
  Ogilvie Security Advisors Corporation
  Dublin, CA
  Dublin, CA

Other Businesses

(1) 03/01/2013: No Business Name - Real Estate Rental - Investment Related - At Reported Business Location(s) - Time Spent 1% - Rental Property Owner. (2) 03/21/2016: Marilyn Suey, Speaker/Author - Speaker/Seminar - Investment Related - 2430 Camino Ramon Suite 103, San Ramon, Ca 94583 - Started 01/01/2016 - 5 Hours Per Month/1 Hour During Securities Trading. (3) 03/21/2016: The Diamond Group - Non-Variable Insurance - Investment Related - 2430 Camino Ramon Suite 103, San Ramon, Ca 94583 - Started 05/01/2003 - 15 Hours Per Month/10 Hours During Securities Trading - Owner principal, Lines: Fixed, Health, Disability, Group Benefits, LTC. (4) 04/10/2016: The Diamond Group; Other - Author - NOT Investment Related - 2430 Camino Ramon Suite 103, San Ramon, Ca 94583 - Start 04/01/2016 - 5 Hr/Mo; 0 Hour(s) During Securities Trading - Author of book, "36 quick tips for savvy women" (5) 10/26/2016: The Diamond Group Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 2430 Camino Ramon Suite 103 San Ramon, CA 94583 - Start 10/12/2016 - 125 Hr/Mo; 7 Hour(s) During Securities Trading. (6) 3/1/2018 - Laguna Diamond Group, LLC - Not Investment Related - Home Based, and Laguna Beach & Mission Viejo, CA - Real Estate Rental - Owner & Managing Partner - Start Date 03/01/2013 - 2 Hours Per Month/0 Hours During Securities Trading. (7) 3/16/2018 - Marilyn Suey International - Not Investment Related - Home Based & At Reported Business Location(s) - Other-books, speaking seminars - Write books, speak and lead seminars (8) 12/18/2024- Savvy Women-Other - Community Based Organization for Women- Not INV Related- At Reported Business Location(s)- Start date 10/16/2024- 5 Hours Per Month (9) 07/17/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2004-04-30

Designations