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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-08-24 |
| NC | RA | APPROVED | 2023-04-27 |
| DC | RA | APPROVED | 2023-04-25 |
| TX | RA | APPROVED | 2022-07-28 |
Branch Locations
Wake Forest, NC • United States
3120 Highwoods Boulevard, Raleigh, NC 27604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Scottsdale | AZ | 06/2010 | 05/2019 |
| Various Insurance Carriers For W&R Insurance Agencies | Gilbert | AZ | 06/2010 | 05/2019 |
| Home Owner - Rental House | Rio Rancho | NM | 02/2015 | 08/2018 |
| Principal Life Insurance Company | Phoenix | AZ | 05/2019 | 03/2022 |
| Principal Securities Incorporated | Phoenix | AZ | 05/2019 | 03/2022 |
| Thrivent Investment Management Inc | Gilbert | AZ | 07/2022 | Present |
| Unemployed | Gilbert | AZ | 03/2022 | 07/2022 |
| Thrivent Financial | Appleton | WI | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-05 |
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