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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-08-24
NC RA APPROVED 2023-04-27
DC RA APPROVED 2023-04-25
TX RA APPROVED 2022-07-28
  • OK RA
    APPROVED
    Since 2023-08-24
  • NC RA
    APPROVED
    Since 2023-04-27
  • DC RA
    APPROVED
    Since 2023-04-25
  • TX RA
    APPROVED
    Since 2022-07-28

Branch Locations

Wake Forest, NC • United States

3120 Highwoods Boulevard, Raleigh, NC 27604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Scottsdale AZ 06/2010 05/2019
Various Insurance Carriers For W&R Insurance Agencies Gilbert AZ 06/2010 05/2019
Home Owner - Rental House Rio Rancho NM 02/2015 08/2018
Principal Life Insurance Company Phoenix AZ 05/2019 03/2022
Principal Securities Incorporated Phoenix AZ 05/2019 03/2022
Thrivent Investment Management Inc Gilbert AZ 07/2022 Present
Unemployed Gilbert AZ 03/2022 07/2022
Thrivent Financial Appleton WI 06/2022 Present
  • 06/2010 → 05/2019
    Waddell & Reed, Inc
    Scottsdale, AZ
  • 06/2010 → 05/2019
    Various Insurance Carriers For W&R Insurance Agencies
    Gilbert, AZ
  • 02/2015 → 08/2018
    Home Owner - Rental House
    Rio Rancho, NM
  • 05/2019 → 03/2022
    Principal Life Insurance Company
    Phoenix, AZ
  • 05/2019 → 03/2022
    Principal Securities Incorporated
    Phoenix, AZ
  • 07/2022 → Present
    Gilbert, AZ
  • 03/2022 → 07/2022
    Unemployed
    Gilbert, AZ
  • 06/2022 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2019-06-26 → 2022-04-12
    Phoenix, AZ
  • 2010-07-19 → 2019-05-15
    Waddell & Reed
    Clearfield, UT
    Albuquerque, NM
    Santa Fe, NM
    Wichita, KS
    Omaha, NE
    Scottsdale, AZ
    Clearfield, UT
    Peoria, AZ
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-16
S63 Uniform Securities Agent State Law Examination 2003-12-05
  • S66 Uniform Combined State Law Examination
    2010-07-16
  • S63 Uniform Securities Agent State Law Examination
    2003-12-05
Other Names
  • Travis William Johnson
  • Travis Johanson

View on SEC IAPD

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