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Samuel Refugio Lopez

Frost Investment Services

San Antonio, TX

Houston, TX

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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-27
  • TX RA
    APPROVED
    Since 2022-01-27

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

1700 Post Oak Blvd Ste 120, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost National Bank San Antonio TX 04/2008 Present
Frost Brokerage Services San Antonio TX 04/2008 Present
Frost Investment Services Bellaire TX 06/2017 06/2017
  • 04/2008 → Present
    Frost National Bank
    San Antonio, TX
  • 04/2008 → Present
    Frost Brokerage Services
    San Antonio, TX
  • 06/2017 → 06/2017
    Frost Investment Services
    Bellaire, TX
Previous Registrations
  • 2017-06-22 → 2021-12-31
    Frost Investment Services
    Bellaire, TX
    Houston, TX
  • 2004-12-17 → 2007-05-07
    Wells Fargo Investments, Llc
    Houston, TX
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-16
  • S66 Uniform Combined State Law Examination
    2004-12-16

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
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KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
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