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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-29
  • IL RA
    APPROVED
    Since 2026-06-29

Branch Locations

50 N Main St, Mount Prospect, IL 60056-2433 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-28
IL RA APPROVED 2025-01-23
  • TX RA
    APPROVED
    Since 2025-08-28
  • IL RA
    APPROVED
    Since 2025-01-23

Branch Locations

Mount Prospect North 50 N Main Street, Mount Prospect, IL 60056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Chicago IL 06/2013 06/2021
Ameriprise Financial Services, Inc. Deerfield IL 06/2013 06/2021
Sf Operations Inc / Kevin Spahn Lombard IL 07/2021 05/2022
Northwestern Mutual Investment Services Llc Lombard IL 06/2021 05/2022
Northwestern Mutual Investment Services Lombard IL 07/2021 05/2022
Jp Morgan Chase Bank, N.A. Skokie IL 10/2022 01/2025
Jp Morgan Securities, Llc Skokie IL 10/2022 01/2025
Unemployed Chicago IL 06/2022 09/2022
The Huntington Investment Company Northbrook IL 01/2025 Present
Ameriprise Financial Services, Llc Mount Prospect IL 06/2026 Present
Previous Registrations
Other Businesses

Name: eBay Storefront; Position: Co-Owner; Nature: Online collectible store; Investment Related: No; 0-5 hours; 0 trading hours; Start Date: 01/01/2025; Address: 4361 Exeter Ln, Northbrook, IL 60062; Description: eBay storefront that sells collectibles, household items, artwork, parts, clothing, etc. Name: Rental property; Nature: rental property; Investment Related: No; 0-5 hours; 0 trading hours; Start Date: 03/03/2025; Address: 901 W Madison St Unit 722, Chicago, IL 60607; Description: I am in the process of emptying out and will be renting out my condominium in Chicago, IL. I will also need to establish a LLC and open a bank account for the LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-12
  • S66 Uniform Combined State Law Examination
    2012-10-12
Designations

View on SEC IAPD

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