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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-29 |
Branch Locations
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-28 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
Mount Prospect North 50 N Main Street, Mount Prospect, IL 60056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial | Chicago | IL | 06/2013 | 06/2021 |
| Ameriprise Financial Services, Inc. | Deerfield | IL | 06/2013 | 06/2021 |
| Sf Operations Inc / Kevin Spahn | Lombard | IL | 07/2021 | 05/2022 |
| Northwestern Mutual Investment Services Llc | Lombard | IL | 06/2021 | 05/2022 |
| Northwestern Mutual Investment Services | Lombard | IL | 07/2021 | 05/2022 |
| Jp Morgan Chase Bank, N.A. | Skokie | IL | 10/2022 | 01/2025 |
| Jp Morgan Securities, Llc | Skokie | IL | 10/2022 | 01/2025 |
| Unemployed | Chicago | IL | 06/2022 | 09/2022 |
| The Huntington Investment Company | Northbrook | IL | 01/2025 | Present |
| Ameriprise Financial Services, Llc | Mount Prospect | IL | 06/2026 | Present |
Name: eBay Storefront; Position: Co-Owner; Nature: Online collectible store; Investment Related: No; 0-5 hours; 0 trading hours; Start Date: 01/01/2025; Address: 4361 Exeter Ln, Northbrook, IL 60062; Description: eBay storefront that sells collectibles, household items, artwork, parts, clothing, etc. Name: Rental property; Nature: rental property; Investment Related: No; 0-5 hours; 0 trading hours; Start Date: 03/03/2025; Address: 901 W Madison St Unit 722, Chicago, IL 60607; Description: I am in the process of emptying out and will be renting out my condominium in Chicago, IL. I will also need to establish a LLC and open a bank account for the LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-12 |
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