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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-28
TX RA APPROVED 2006-02-04
NJ RA APPROVED 2006-02-03
  • PA RA
    APPROVED
    Since 2010-06-28
  • TX RA
    APPROVED
    Since 2006-02-04
  • NJ RA
    APPROVED
    Since 2006-02-03

Branch Locations

101 West Ave, Jenkintown, PA 19046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Elkins Park PA 02/2006 Present
Bank Of America,N.A. Jenkintown PA 06/2011 Present
Previous Registrations
  • 2005-08-04 → 2006-02-02
    Morgan Stanley Dw Inc.
    Jenkintown, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-13
  • S66 Uniform Combined State Law Examination
    2004-02-13

View on SEC IAPD

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