Allison Vinh Luong

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-06-29

CA RA
APPROVED

Since 2023-06-29

Branch Locations

Eastvale, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Wealth Services, Llc	El Segundo	CA	09/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

09/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2009-11-20 → 2013-09-03

Tower Square Securities, Inc.

Glendale, CA

Monterey Park, CA

Glendale, CA

Glendale, CA
2005-10-07 → 2009-09-18

Msi Financial Services, Inc.

Brea, CA

Industry, CA

San Gabriel, CA

Other Businesses

INDEPENDENT INSURANCE AGENT (DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE) FOR 15 HRS/WK DURING SECURITIES TRADING HRS AND 5 HRS/ON EVENINGS & WEEKENDS SINCE 10/2009

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-07-19
S63	Uniform Securities Agent State Law Examination	2004-02-03

S65 Uniform Investment Adviser Law Examination

2005-07-19
S63 Uniform Securities Agent State Law Examination

2004-02-03

Other Names

Allison Luong

View on SEC IAPD