Prince Corin Thomas

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-15
MD	RA	APPROVED	2014-02-19
PA	RA	APPROVED	2010-09-17

TX RA
APPROVED_RES

Since 2020-04-15
MD RA
APPROVED

Since 2014-02-19
PA RA
APPROVED

Since 2010-09-17

Branch Locations

1201 Wills Street Suite 700, Baltimore, MD 21231 • United States

10960 Grantchester Way, Columbia, MD 21044 • United States

303 International Circle Suite 500, Hunt Valley, MD 21030 • United States

2330 West Joppa Road Suite 255, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Baltimore	MD	01/2015	Present

01/2015 → Present

Morgan Stanley Smith Barney Llc

Baltimore, MD

Other Businesses

DISK JOCKEY; INDEPENDENT CONTRACTOR; DJING AS A HOBBY PLAY FOR FRIENDS WEDDING AND RESTAURANTS; ONCE A QUARTER FOR WEDDING AND RESTAURANTS; PHILADELPHIA, PA; 5 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 10/2013

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-01-20
S63	Uniform Securities Agent State Law Examination	2003-12-29

S65 Uniform Investment Adviser Law Examination

2004-01-20
S63 Uniform Securities Agent State Law Examination

2003-12-29

View on SEC IAPD