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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-03 |
| TN | RA | APPROVED | 2007-11-06 |
Branch Locations
805 S Church St Ste 12, Murfreesboro, TN 37130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Murfreesboro | TN | 11/2007 | Present |
1. 02/11/2010: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 1% OF TIME SPENT - INS TYPES: DISABILITY, LONG-TERM CARE. 2. 10/30/2015: First Protective Insurance Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/01/2007 - 1 Hour Per Month/0 Hours During Securities Trading - Sell life, disability, and long term care. 3. 4/13/2020 - National Association of Insurance and Financial Advisors of Tennessee - Investment Related - At Reported Business Location(s) - Non-Profit Board Member - Treasurer - Started 04/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 12/09/2021 - CDSF LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 12/22/2020 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-14 |
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