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Patrick R Denis

T. Rowe Price Associates, Inc.

Green Bay, WI

CRD 4728170

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Employer firm

T. Rowe Price Associates, Inc. CRD 105496

$2.20T regulatory AUM 83 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-03-12
WI RA APPROVED 2025-03-12
  • MD RA
    APPROVED
    Since 2025-03-12
  • WI RA
    APPROVED
    Since 2025-03-12

Branch Locations

Green Bay, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartford Life Distributors, Llc Wayne PA 11/2003 12/2024
T. Rowe Price Balitmore MD 12/2024 Present
  • 11/2003 → 12/2024
    Hartford Life Distributors, Llc
    Wayne, PA
  • 12/2024 → Present
    T. Rowe Price
    Balitmore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-10
S63 Uniform Securities Agent State Law Examination 2003-11-29
  • S66 Uniform Combined State Law Examination
    2025-03-10
  • S63 Uniform Securities Agent State Law Examination
    2003-11-29
Other Names
  • Patrick Richard Denis

View on SEC IAPD

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