Weltha Elaine Smith

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2015-01-22

OH RA
APPROVED

Since 2015-01-22

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nationwide Investment Services Corp	Columbus	OH	04/1997	Present

04/1997 → Present

Nationwide Investment Services Corp

Columbus, OH

Other Businesses

--Position: Owner Company/Employer: Small Town Nail Spa Location: Helena, AL Start Date: 06/01/2024 Hours Devoted Monthly: 18 Hours During Trading Hours: 0 Investment Related: No

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-04-27
S65	Uniform Investment Adviser Law Examination	2015-04-20

S63 Uniform Securities Agent State Law Examination

2015-04-27
S65 Uniform Investment Adviser Law Examination

2015-04-20

Other Names

Elaine Spratlin
Weltha Graham
Weltha Elaine Graham

View on SEC IAPD