Dionne Carol Braggs

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2020-02-21
IL	RA	APPROVED	2004-02-24

WA RA
APPROVED

Since 2020-02-21
IL RA
APPROVED

Since 2004-02-24

Branch Locations

Arlington Hts, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Schaumberg	IL	11/2003	03/2020
Ameriprise Financial Services, Llc	Schaumburg	IL	03/2020	Present

11/2003 → 03/2020

Ameriprise Financial Services, Inc.

Schaumberg, IL
03/2020 → Present

Ameriprise Financial Services, Llc

Schaumburg, IL

Other Businesses

Independent Insurance Brokering; BLUE CROSS BLUE SHIELD; 06/01/2005; . Business Ownership; ArahLouise; Owner; legal entity that will be established to manage my Ameriprise practice expenses (i.e., pay staff & lease office space); 701 W. Rand Rd #421, , Arlington Hts, IL, 60004; Not Investment-Related; 05/08/2017; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-12-22

S66 Uniform Combined State Law Examination

2003-12-22

View on SEC IAPD