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311 South Wacker Drive Suite 5900, Chicago, IL 60606-6677 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-19 |
| IL | RA | APPROVED | 2011-12-15 |
Branch Locations
311 S. Wacker Drive Suite 5900, Chicago, IL 60606-6618 • UNITED STATES
311 South Wacker Drive Suite 5900, Chicago, IL 60606-6677 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rothschild Investment Corp | Chicago | IL | 12/2011 | Present |
Co-Trustee for client account held at Rothschild Investment LLC; 311 S. Wacker Drive, Suite 5900, Chicago, IL; Investment-Related; 4 hours/month, all during securities hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-19 |
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