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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-10-16 |
| OH | RA | APPROVED | 2016-12-15 |
Branch Locations
2255 Scott Street, Napoleon, OH 43545 • United States
Fm Investments Inc. 307 N. Defiance Street, Archbold, OH 43502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Napoleon | OH | 01/2007 | 12/2016 |
| Raymond James Financial Services, Inc. | Napoleon | OH | 12/2016 | Present |
| The Farmers & Merchant'S State Bank | Archbold | OH | 12/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Napoleon | OH | 12/2016 | Present |
(1)Name of Business: FM Investments Address: 2255 Scott St, Napoleon, OH, 43545, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 12/28/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Using the name FM Investments I act as a financial advisor in the F&M State Bank. (2)Name of Business: Maassel Farms, LLC Address: 13285 County Road T, Napoleon, OH, 43545, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 02/07/2019 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 1/2 owner operator of a family farm business. (3)Name of Business: Napoleon Area City Schools. Address: 701 Briarheath Aveneue, Napoleon, OH, 43545, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 01/15/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board member of a local public school district.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-02-12 |
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