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Rick Prime

Hfg Advisors, Inc.

Kennewick, WA

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Current Employers
Hfg Advisors, Inc.

8131 W. Grandridge Blvd Suite 1, Kennewick, WA 99336 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-25
OR RA APPROVED 2024-11-25
WA RA APPROVED 2022-01-13
  • CA RA
    APPROVED
    Since 2024-11-25
  • OR RA
    APPROVED
    Since 2024-11-25
  • WA RA
    APPROVED
    Since 2022-01-13

Branch Locations

8131 W. Grandridge Blvd Suite 1, Kennewick, WA 99336 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prime Wealth Management, Inc. Berkeley CA 09/2014 Present
Rick Prime, Dba Prime Wealth Services Berkeley CA 04/2004 Present
Umpqua College Roseburg OR 02/2019 Present
  • 09/2014 → Present
    Prime Wealth Management, Inc.
    Berkeley, CA
  • 04/2004 → Present
    Rick Prime, Dba Prime Wealth Services
    Berkeley, CA
  • 02/2019 → Present
    Umpqua College
    Roseburg, OR
Previous Registrations
  • 2014-09-10 → 2022-01-26
    Prime Wealth Management
    Berkeley, CA
  • 2004-01-26 → 2014-09-05
    Cetera Wealth Services, Llc
    Berkeley, CA
    Berkeley, CA
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: 2936 DOMINGO AVENUE, SUITE 1, BERKELEY, CA 94705 START DATE: 04/04 APPROX.# OF HOURS/MONTH: 2 POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: RICHARD PRIME, INVESTMENT RELATED: NO, ADDRESS: 82 EUCALYPTUS ROAD BERKELEY CA 94705, NATURE OF BUSINESS: APARTMENT RENTAL, POSITION/TITLE/RELATIONSHIP: LANDLORD, START DATE: 01/2003, APPROX NUMBER OF HOURS PER MONTH: 1, BRIEF DESCRIPTION OF DUTIES: COLLECT RENT / LANDLORD DUTIES; 3. NAME OF OTHER BUSINESS: UMPQUA COMMUNITY COLLEGE, INVESTMENT RELATED: NO, ADDRESS: BERKELEY CA 94705, NATURE OF BUSINESS: FINANCIAL LITERACY, POSITION/TITLE/RELATIONSHIP: PART TIME INSTRUCTOR, START DATE: 02/2019, APPROX NUMBER OF HOURS PER MONTH: 2, BRIEF DESCRIPTION OF DUTIES: TEACH FINANCIAL LITERACY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-05
  • S66 Uniform Combined State Law Examination
    2004-01-05
Designations
Other Names
  • Rick David Prime
  • Richard David Prime

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