Dylan Andrews Harig

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Gwn Securities Inc
  Palm Beach Gardens, FL
• 11/2012 → Present
  Highland Capital Brokerage
  Phoenix, AZ

Previous Registrations

• 2010-09-17 → 2012-11-16
  Legend Advisory, Llc
  Fort Worth, TX
  Palm Beach Gardens, FL
  Fort Worth, TX
• 2004-08-16 → 2010-09-29
  Equitable Advisors, Llc
  Fort Worth, TX
  Fort Worth, TX

Other Businesses

Redwood Financial, Is Investment Related, DBA, Financial Professional,2012-11-02,160 hours per month,160 hours per month during trading hours, Commission Compensation, Securities DBA used for Investment Sales INSURANCE POSITION: AGENT NATURE: FIXED ANNUITY/INSURANCE. INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 1 START DATE: 08/01/2013 ADDRESS: 2950 SW MCCLURE RD., TOPEKA KS 66614 DESCRIPTION: CHECK ON FIXED ANNUITY BUSINESS. RISE INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "PO Box 1906, , Colleyville, TX, 76034, United States", NATURE: Medicare, POSITION: Managing Director, START DATE: 8/16/2024,10 hours per month,5 hours per month during trading hours ,I oversee the operations of RISE. RISE is for Medicare related business only.

Exams

• S66 Uniform Combined State Law Examination
  2004-04-26

Designations

• Chartered Financial Consultant

Other Names

• Dylan Harig