Karl E Heath Jr

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14

NY RA
APPROVED

Since 2021-06-14

Branch Locations

400 Meridian Centre Suite 101, Rochester, NY 14618 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities, Inc.	Rochester	NY	11/2003	03/2017
Massachusetts Mutual Life Insurance Company	Springfield	MA	07/2016	Present
Mml Investors Services, Llc	Rochester	NY	03/2017	Present

11/2003 → 03/2017

Metlife Securities, Inc.

Rochester, NY
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Springfield, MA
03/2017 → Present

Mml Investors Services, Llc

Rochester, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-01-07

S63 Uniform Securities Agent State Law Examination

2004-01-07

Other Names

Karl Heath

View on SEC IAPD

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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