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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2014-02-05
  • NE RA
    APPROVED
    Since 2014-02-05

Branch Locations

13815 Fnb Parkway Suite 300, Omaha, NE 68154-5220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Omaha NE 01/2014 Present
Previous Registrations
  • 2011-01-03 → 2014-02-03
    Ralston, NE
    Omaha, NE
    Papillion, NE
    Sioux Falls, SD
  • 2004-03-12 → 2011-01-03
    Wells Fargo Investments, Llc
    Ralston, NE
    Omaha, NE
    Papillion, NE
    Papillion, NE
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-23
  • S66 Uniform Combined State Law Examination
    2004-02-23
Other Names
  • Nancy Mae Lindzy
  • Nancy Mae Dick
  • Nancy Mae Williamson

View on SEC IAPD

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