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Nadia Singh

Wells Fargo Clearing Services, LLC

Tampa, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-03-08
FL RA APPROVED 2011-02-22
  • TX RA
    APPROVED_RES
    Since 2011-03-08
  • FL RA
    APPROVED
    Since 2011-02-22

Branch Locations

4030 W Boy Scout Blvd Ste 150, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tampa FL 02/2011 11/2016
Wells Fargo Clearing Services, Llc Tampa FL 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-03
S63 Uniform Securities Agent State Law Examination 2004-01-27
  • S65 Uniform Investment Adviser Law Examination
    2008-03-03
  • S63 Uniform Securities Agent State Law Examination
    2004-01-27

View on SEC IAPD

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