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Current Employers
U.S.A. Financial & Tax Services, Llc

855 Farmington Ave, Farmington, CT 06032 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-11-05
  • CT RA
    APPROVED
    Since 2021-11-05

Branch Locations

855 Farmington Ave, Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Asset Advisory Services, Llc Haslett MI 12/2012 11/2021
Usa Financial & Tax Services, Llc Glastonbury CT 01/2015 Present
Usa Financial & Tax Services, Llc Glastonbury CT 11/2021 Present
Previous Registrations
  • 2012-12-17 → 2021-11-05
    Hartford, CT
    Williamston, MI
    Hartford, CT
    Glastonbury, CT
  • 2009-12-04 → 2012-12-31
    American Investment Services
    Monroe, CT
  • 2004-03-23 → 2009-12-04
    Waddell & Reed
    North Haven, CT
    Hamden, CT
Other Businesses

INDEPENDENT INSURANCE AGENT SINCE 08/2004; INVESTMENT-RELATED; 628 HEBRON AVE, SUITE 505, GLASTONBURY, CT 06033; 20 HOURS PER MONTH; 20 HOURS PER MONTH DURING TRADING HOURS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-19
  • S66 Uniform Combined State Law Examination
    2004-03-19

View on SEC IAPD

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