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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-30
MO RA APPROVED 2012-01-24
  • TX RA
    APPROVED_RES
    Since 2019-07-30
  • MO RA
    APPROVED
    Since 2012-01-24

Branch Locations

14540 Manchester Rd, Winchester, MO 63011 • United States

Saint Peters, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Saint Louis MO 10/2005 03/2020
Ameriprise Financial Services, Llc Winchester MO 03/2020 Present
Other Businesses

Outside Employment; Strategic Wealth Management; AFA/Employee; Payroll for staff; 14540 Manchester Road, , Winchester, MO, 63011; Investment-Related; 05/09/2014; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-19
  • S66 Uniform Combined State Law Examination
    2011-08-19
Other Names
  • Sara Ann Hughes
  • Sara Ann Hughes

View on SEC IAPD

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