Jeffrey Harris Horwich

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 11/2016
  Cetera Advisors Llc
  Denver, CO
• 08/2015 → 11/2016
  Horwich Financial Group
  Glenview, IL
• 08/2015 → 11/2016
  Lifetime Financial Group
  Wilmette, IL
• 11/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Skokie, IN
• 11/2016 → Present
  Bank Of America, N.A
  Skokie, IN

Previous Registrations

• 2016-08-03 → 2016-11-17
  Cetera Advisors Llc
  Wilmette, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-23
• S63 Uniform Securities Agent State Law Examination
  2014-09-13

Other Names

• Jeff Horwich
• Jeffrey F Horwich