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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-11-29 |
| TX | RA | APPROVED | 2016-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 08/2015 | 11/2016 |
| Horwich Financial Group | Glenview | IL | 08/2015 | 11/2016 |
| Lifetime Financial Group | Wilmette | IL | 08/2015 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Skokie | IN | 11/2016 | Present |
| Bank Of America, N.A | Skokie | IN | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-13 |
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