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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-20 |
| WI | RA | APPROVED | 2024-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Green Bay | WI | 06/2016 | 12/2017 |
| Nicolet Wealth Management, Llc | Green Bay | WI | 09/2010 | 06/2024 |
| Nicolet National Bank | Green Bay | WI | 06/2016 | 06/2024 |
| Private Client Services | Louisville | KY | 01/2018 | 06/2024 |
| Edward Jones | St Louis | MO | 06/2024 | Present |
Evergreen Foundation Inc Type: Date: 07/01/23 Title: Board Member Trad Hrs: 0 Tot Hrs: 0 Desc: Supporting and enhancing the lives of the residents living in the Evergreen Community by reviewing and approving projects and activities paid for by the foundation. City-State: Oshkosh WI
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-04 |
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