Leo Michael Connors

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2002 → 05/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New Haven, CT
• 12/2009 → 05/2018
  Bank Of America, Na
  Madison, CT
• 05/2018 → Present
  Janney Montgomery Scott Llc
  New Haven, CT

Previous Registrations

• 2005-08-01 → 2018-05-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Madison, CT
  Guilford, CT
  New Haven, CT

Other Businesses

1) Central Connecticut Coast YMCA; community-focused Non-profit for youth development, healthy living and social responsibility; 1240 Chapel St. New Haven, CT 06511; start date 09/01/2014; Board Member; work closely with other board members to ensure delivery of mission; 2 hrs/month; 0.05 hrs/day; Not investment-related. 2) Central Connecticut Coast YMCA - Investment Committee; The CCC YMCA strives for youth development, healthy living and social responsibility; 1240 Chapel St. New Haven, CT 06511; start date 01/01/2014; In addition to my board service, i have been asked to serve on the investment committee. My role will be to provide oversight management to the investments; 2hr/month; 0.10hr/day; Service will be as "prudent person" and will report bi-annually to the board regarding performance of the fund; Investment-related

Exams

• S66 Uniform Combined State Law Examination
  2005-07-29

Designations

• Certified Financial Planner

Other Names

• Leo M Connors Jr
• Leo Michael Connors Jr
• Leo Michael Connors