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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-05-22 |
Branch Locations
555 Long Wharf Drive Long Wharf Maritime Center, 11Th Floor, New Haven, CT 06511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 08/2002 | 05/2018 |
| Bank Of America, Na | Madison | CT | 12/2009 | 05/2018 |
| Janney Montgomery Scott Llc | New Haven | CT | 05/2018 | Present |
1) Central Connecticut Coast YMCA; community-focused Non-profit for youth development, healthy living and social responsibility; 1240 Chapel St. New Haven, CT 06511; start date 09/01/2014; Board Member; work closely with other board members to ensure delivery of mission; 2 hrs/month; 0.05 hrs/day; Not investment-related. 2) Central Connecticut Coast YMCA - Investment Committee; The CCC YMCA strives for youth development, healthy living and social responsibility; 1240 Chapel St. New Haven, CT 06511; start date 01/01/2014; In addition to my board service, i have been asked to serve on the investment committee. My role will be to provide oversight management to the investments; 2hr/month; 0.10hr/day; Service will be as "prudent person" and will report bi-annually to the board regarding performance of the fund; Investment-related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-29 |
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