Diane M Reed

Employer firm

The Wealth Consulting Group CRD 173194

$6.28B regulatory AUM 325 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 11/2017
  Praxis Wealth Management
  Palm Desert, CA
• 08/2015 → 11/2017
  World Equity Group
  Arlington Heights, IL
• 11/2017 → Present
  Lpl Financial Llc
  Rancho Mirage, CA
• 11/2017 → Present
  Wcg Wealth Advisors, Llc
  Rancho Mirage, CA

Previous Registrations

• 2012-02-10 → 2014-02-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Springs, CA
  New York, NY
  Palm Springs, CA
  Rancho Mirage, CA
  Palm Desert, CA
  Palm Desert, CA
  Riverside, CA
  Palm Desert, CA
• 2011-11-02 → 2012-01-12
  Valic Financial Advisors, Inc.
  Glendale, CA
• 2006-05-12 → 2011-07-08
  Strategic Advisers Llc
  Palm Desert, CA

Other Businesses

1.) 11/28/2017 - The Wealth Consulting Group / DBA for LPL Business (entity for LPL business) / 100% / Rancho Mirage, CA 2.) 12/5/2017 - WCG Wealth Advisors, LLC - DBA: The Wealth Consulting Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/23/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WCG WEALTH ADVISORS, LLC, an independent investment advisor firm. I started this business activity in Dec 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 12/5/2017 - WCG Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/23/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in Dec 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-03-02
• S63 Uniform Securities Agent State Law Examination
  1998-11-13

Other Names

• Diane Marie Reed
• Diane M Reed