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Advisory Services Network CRD 146051
$10.6B regulatory AUM 49 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-20 |
| NC | RA | APPROVED | 2017-10-02 |
Branch Locations
2245 Gateway Access Point Suite 203, Raleigh, NC 27607 • United States
900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Raleigh | NC | 05/2011 | 10/2017 |
| Raymond James Financial Services Advisors Inc. | Raleigh | NC | 06/2011 | 10/2017 |
| Olde Raleigh Financial Group | Raleigh | NC | 01/2015 | 09/2023 |
| Advisory Services Network, Llc | Atlanta | GA | 10/2017 | Present |
| Calton & Associates, Inc. | Raleigh | NC | 10/2017 | Present |
No. 1) Name of Business: Paro Wealth Management. Investment related. Address: 4136 White Pine Dr., Raleigh, NC 27612. Nature of Business: IAR- Investment related. DBA Private wealth manager. Position/Title/Relationship: Employee. Start Date: 10/2017. Hours per month: 200. Hours per month during Securities trading hours: 200. Duties/Responsibilities: Private wealth manager, financial planning, Asset management. No. 2) Name of Business: Advisory Services Network, LLC. Investment related. Address: 6600 Peachtree Dunwoody Rd. Embassy Row 600, Suite 575, Atlanta, GA 30328. Nature of Business: RIA. Position/Title/Relationship: IAR. Start Date: 10/2017. Hours per month: 0. Hours per month during Securities trading hours: 0. Duties/Responsibilities: IAR associated with ASN. No. 3) Name of Business: Insurance Agent. Investment related. Address: 4136 White Pine Dr., Raleigh, NC 27612. Nature of Business: Sale and service of insurance products including life, LTC and annuities. Investment related activity. DBA Private wealth manager. Position/Title/Relationship: Agent/Employee. Start Date: 10/2017. Hours per month: 2. Hours per month during Securities trading hours: 2. Duties/Responsibilities: Sale and service of insurance products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-19 |
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