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Kevin Sevier

Dark Horse Advisors LLC

Rancho Santa Fe, CA

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Current Employers
Dark Horse Advisors Llc

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-21
  • CA RA
    APPROVED
    Since 2023-03-21

Branch Locations

5531 Cancha De Golf Suite 201, Rancho Santa Fe, CA 92091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advanced Wealth Planning San Diego CA 07/2008 Present
Dfpg Investments, Inc. South Jordan UT 05/2013 Present
Dark Horse Advisors, Llc Henderson NV 01/2023 Present
  • 07/2008 → Present
    Advanced Wealth Planning
    San Diego, CA
  • 05/2013 → Present
    Dfpg Investments, Inc.
    South Jordan, UT
  • 01/2023 → Present
    Dark Horse Advisors, Llc
    Henderson, NV
Previous Registrations
  • 2008-08-12 → 2016-11-20
    Advanced Wealth Planning
    San Diego, CA
    San Diego, CA
  • 2012-07-02 → 2013-05-09
    First Allied Advisory Services, Inc.
    San Diegp, CA
  • 2008-04-14 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
  • 2006-11-16 → 2008-04-09
    Osaic Fa, Inc.
    La Jolla, CA
Other Businesses

1. Kevin Sevier Insurance Business; Non-Investment Related; 8910 University Center Ln Suite 485 San Diego CA 92122; Insurance; Agent; 01/2003; 5% during business hours; Life Insurance Sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-16
S63 Uniform Securities Agent State Law Examination 2003-12-05
  • S65 Uniform Investment Adviser Law Examination
    2006-02-16
  • S63 Uniform Securities Agent State Law Examination
    2003-12-05

View on SEC IAPD

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Other Investors

JASON SCOTT MUBARAK
NICOLE ROCHELLE CARNER
Steven Q Tran
ANNA MARIE THOMAS
MATTHEW MICHAEL HANSEN
RONALD WILLIAM THOMAS
NIC J TROUNCE
Maxwell Richard Parziale

Other Offices

MORGAN STANLEY · RANCHO SANTA FE, CA
MORGAN STANLEY · RANCHO SANTE FE, CA
ESSENTIAL PARTNERS LLC · RANCHO SANTA FE,, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Rancho Santa Fe, CA
DARK HORSE ADVISORS LLC · Rancho Santa Fe, CA
LPL FINANCIAL LLC · RANCHO SANTA FE, CA
EAGLE STRATEGIES LLC · Rancho Santa Fe, CA
U.S. BANCORP ADVISORS, LLC · Rancho Santa Fe, CA

More in Rancho Santa Fe, CA

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