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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-05-21
  • OH RA
    APPROVED
    Since 2014-05-21

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Inc. Columbus OH 03/2014 Present
  • 03/2014 → Present
    Nationwide Investment Services Inc.
    Columbus, OH
Previous Registrations
  • 2012-02-14 → 2012-10-08
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Milwaukee, WI
    West Milwaukee, WI
  • 2010-09-09 → 2012-02-02
    Edina, MN
  • 2008-07-23 → 2009-07-07
    Chase Investment Services Corp.
    Butler, WI
    Milwaukee, WI
Other Businesses

--Position: President Company/Employer: Milwaukee Urban League Location: Milwaukee, WI Start Date: 10/01/2014 Hours Devoted Monthly: 40 Hours During Trading Hours: 0 Investment Related: No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-30
S63 Uniform Securities Agent State Law Examination 2004-04-12
  • S66 Uniform Combined State Law Examination
    2006-03-30
  • S63 Uniform Securities Agent State Law Examination
    2004-04-12

View on SEC IAPD

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