Jeffrey Michael Tracey

Current Employers

Employment History

• 07/2012 → Present
  Lpl Financial, Llc
  Glastonbury, CT
• 07/2012 → Present
  Private Advisor Group, Llc
  Glastonbury, CT

Previous Registrations

• 2006-02-01 → 2012-07-25
  Osaic Fa, Inc.
  Hartford, CT

Other Businesses

1. 07/20/2012 - STONECASTLE CONSULTING - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 9/17/2012 - PRIVATE ADVISOR GROUP, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - TIME SPENT 100%. 3. 8/29/2017 - Private Advisor Group - DBA: (Hybrid) Stone Castle Consulting - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/10/2017 - 140 Hours Per Month/85 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC., an independent investment advisor firm. I started this business activity on 8/28/2017. I expect to spend approximately 140 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 04/15/2024 - SandCastle Properties - Real Estate Rental - Investment Related - Glastonbury, CT - Start Date 03/08/2024 - 3 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-11-07
• S63 Uniform Securities Agent State Law Examination
  2004-03-16

Designations