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Susan Jane Guerra

Guerra Investment Advisors

El Paso, TX

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Current Employers
Guerra Investment Advisors

5812 Cromo Suite 203, El Paso, TX 79912 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-04-12
  • TX RA
    APPROVED
    Since 2006-04-12

Branch Locations

5845 Cromo Drive Ste. 1, El Paso, TX 79912 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Legacy Securities Llc El Paso TX 10/2005 Present
Reuben E Guerra Company Elpaso TX 10/2005 Present
Reuben E. Guerra Company El Paso TX 04/2006 Present
Silver Oak Securities, Inc. Jackson TN 02/2008 Present
  • 10/2005 → Present
    Cambridge Legacy Securities Llc
    El Paso, TX
  • 10/2005 → Present
    Reuben E Guerra Company
    Elpaso, TX
  • 04/2006 → Present
    Reuben E. Guerra Company
    El Paso, TX
  • 02/2008 → Present
    Silver Oak Securities, Inc.
    Jackson, TN
Other Businesses

INVESTMENT ADVISOR - REUBEN E. GUERRA AND COMPANY. FEE BASED ADVISOR. INVESTMENT RELATED. FULL TIME.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-04
S63 Uniform Securities Agent State Law Examination 2004-01-28
  • S65 Uniform Investment Adviser Law Examination
    2004-05-04
  • S63 Uniform Securities Agent State Law Examination
    2004-01-28
Other Names
  • Susan Jane Harrison
  • Susan Harrison Guerra

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EL PASO, TX
OSAIC WEALTH, INC. · EL PASO, TX
RAYMOND JAMES & ASSOCIATES, INC. · EL PASO, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL PASO, TX
PARK AVENUE SECURITIES LLC · EL PASO, TX
LPL FINANCIAL LLC · EL PASO, TX
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · EL PASO, TX
CETERA INVESTMENT ADVISERS LLC · EL PASO, TX

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